Applying strategic environmental assessment to urban socio-economic plans in China: issues, challenges and prospects.

Jazyk: Chinese<br />English
Rok vydání: 2010
Předmět:
Druh dokumentu: Bibliografie
Popis: Shi, Xiaoxin.
"August 2010."
Thesis (M.Phil.)--Chinese University of Hong Kong, 2010.
Includes bibliographical references (leaves 153-169).
in English and Chinese.
(English) --- p.iv
(Chinese) --- p.iiiv
Acknowledements --- p.iv
List of Tables --- p.ix
List of Figures --- p.x
Abbreviations --- p.xii
"Terms in English, Chinese, and Chinese pinyin" --- p.xi
Chapter Chapter 1 --- Introduction --- p.1
Chapter 1.1 --- SEA and its practice in China --- p.1
Chapter 1.2 --- Research objectives --- p.3
Chapter 1.3 --- Research questions --- p.3
Chapter 1.4 --- Significance of this research --- p.5
Chapter 1.5 --- Structure of the thesis --- p.6
Chapter Chapter 2 --- SEA and Its Chinese Context --- p.9
Chapter 2.1 --- Introduction --- p.9
Chapter 2.2 --- The definition of SEA --- p.9
Chapter 2.3 --- The two schools of SEA theory --- p.12
Chapter 2.3.1 --- EIA-based SEA --- p.12
Chapter 2.3.2 --- Policy-oriented SEA --- p.112
Chapter 2.4 --- SEA in the Chinese context --- p.15
Chapter 2.4.1 --- Institutional context: administrative structure and governmental organs --- p.15
Chapter 2.4.2 --- "Planning system context: urban SEPs, basic classification, and attributes" --- p.21
Chapter 2.4.3 --- Historical context: from EIA to SEA --- p.25
Chapter 2.4.4 --- "Regulatory context: a ""grey area"" for urban SEPs" --- p.28
Chapter 2.5 --- Summary --- p.30
Chapter Chapter 3 --- Research Methodology and Design --- p.31
Chapter 3.1 --- Introduction --- p.31
Chapter 3.2 --- Inquiry process as a social practice --- p.31
Chapter 3.3 --- Framing the research --- p.33
Chapter 3.3.1 --- "Starting from the tangible top of an ""iceberg""" --- p.33
Chapter 3.3.2 --- Establishing criteria for evaluation --- p.35
Chapter 3.3.3 --- Research Framework --- p.36
Chapter 3.4 --- Literature review: summarizing key elements of good SEAs of urban SEPs --- p.37
Chapter 3.5 --- Research instruments --- p.39
Chapter 3.5.1 --- Literature review --- p.39
Chapter 3.5.2 --- Questionnaire Survey --- p.39
Chapter 3.5.3 --- Case studies --- p.40
Chapter 3.5.4 --- Interviews --- p.42
Chapter Chapter 4 --- Review of Chinese SEA of Urban SEPs --- p.44
Chapter 4.1 --- Introduction --- p.44
Chapter 4.2 --- Key elements of SEA of urban SEPs --- p.45
Chapter 4.2.1 --- Integrated approach --- p.45
Chapter 4.2.2 --- Integrated content --- p.47
Chapter 4.2.3 --- Integrated process --- p.48
Chapter 4.2.4 --- Communicative and participative process --- p.51
Chapter 4.2.5 --- Consideration of alternatives --- p.52
Chapter 4.2.6 --- Tiering and follow-up --- p.54
Chapter 4.2.7 --- "Applying the six ""key elements of SEAs of urban SEPs"" to the evaluation of Chinese practices" --- p.56
Chapter 4.3 --- General issues of Chinese SEA practices: a Chinese literature review --- p.58
Chapter 4.3.1 --- SEA approach --- p.58
Chapter 4.3.2 --- SEA content --- p.60
Chapter 4.3.3 --- Integration with the planning process --- p.622
Chapter 4.3.4 --- Stakeholder involvement --- p.63
Chapter 4.3.5 --- Consideration of alternatives --- p.64
Chapter 4.3.6 --- Establishment of continuous SEA process --- p.64
Chapter 4.4 --- Questionnaire feedbacks from SEA practitioners --- p.65
Chapter 4.5 --- "Case studies from three cities: Dalian, Wuhan, and Shanghai" --- p.69
Chapter 4.5.1 --- SEA of the Urban Development Plan of Dalian City (2003-2020) --- p.72
Chapter 4.5.2 --- SEA of the 11th Five-Year Economic and Social Development Plan (FYP) of Wuhan City (2006-1010) --- p.75
Chapter 4.5.3 --- SEA of the 11th Five-Year Economic and Social Development Plan of Pudong New District in Shanghai (2006-2010) --- p.77
Chapter 4.5.4 --- Findings from case studies --- p.81
Chapter 4.6 --- Interviews with SEA practitioners and urban planners --- p.82
Chapter 4.6.1 --- Applying EIA-based approach along with data deficiencies --- p.83
Chapter 4.6.2 --- "SEA contents: narrow in scope, technical in presentation" --- p.84
Chapter 4.6.3 --- Linkages with the planning process --- p.85
Chapter 4.6.4 --- Insufficient non-government stakeholder involvement --- p.87
Chapter 4.6.5 --- Inadequate consideration for alternatives at strategic levels --- p.88
Chapter 4.6.6 --- One-time-only assessment exercises --- p.89
Chapter 4.7 --- Conclusion --- p.90
Chapter Chapter 5 --- Discussion and Recommendations --- p.93
Chapter 5.1 --- Introduction --- p.93
Chapter 5.2 --- Recommendations for SEA approach --- p.93
Chapter 5.2.1 --- Moving beyond the rational decision-making mindset --- p.94
Chapter 5.2.2 --- Moving beyond the end-of-pipe control mindset --- p.98
Chapter 5.3 --- Recommendations for SEA content --- p.102
Chapter 5.3.1 --- Reporting: making sense for non-environmental experts --- p.102
Chapter 5.3.2 --- Building up SEA team --- p.104
Chapter 5.4 --- Recommendations for SEA process --- p.107
Chapter 5.5 --- Recommendations for stakeholder involvement: engaging non-government stakeholders --- p.110
Chapter 5.6 --- Recommendations for considering alternatives at strategic levels --- p.114
Chapter 5.7 --- Applying SEA more strategically --- p.116
Chapter 5.8 --- Summary --- p.120
Chapter Chapter 6 --- Conclusions --- p.122
Chapter 6.1 --- Research findings --- p.122
Chapter 6.1.1 --- Deficiencies in content and process of recent Chinese SEA of urban SEPs --- p.122
Chapter 6.1.2 --- Views and recommendations from stakeholders on the deficiencies of Chinese SEA of urban SEPs --- p.124
Chapter 6.1.3 --- Recommendations to improve SEAs of urban SEPs in China --- p.126
Chapter 6.2 --- Limitations and future research --- p.128
Chapter 6.3 --- Concluding remarks --- p.129
Appendix I Questionnaire Survey --- p.131
Appendix II A full list of the interviewees in this research --- p.134
Appendix III Guiding questions for semi-structured interviews --- p.136
Appendix IV Main contents of Five-Year Plans and UMPs --- p.141
Appendix V Main topics in SEAs of urban SEPs --- p.144
Appendix VI Recommendations to improve Chinese SEA of urban SEPs by interviewees --- p.15147
Appendix VII Recommendations and challenges to address the six issues of Chinese SEA of urban SEPs --- p.151
References --- p.153
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