The Analysis of Money Laundering Control Mechanisms of Financial Institutions in the Greater China
| Autor: | CHEN HUNG FAN, 陳虹汎 |
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| Rok vydání: | 2017 |
| Druh dokumentu: | 學位論文 ; thesis |
| Popis: | EMBA高階經營碩士在職專班 106 In view of the regulations and supervisions on money laundering prevention are getting more stringent internationally, also the leading financial institutions were fined huge amount of penalty by the government of United States, the topic of money laundering prevention become more popular and notable. Considering financial institution handled most funding operations, this study focuses on the practical process of financial institutions in Taiwan, Hong Kong and Mainland China in the aspect of money laundering prevention. In addition to the comparison of regulations in the three territories, this study analyzes the results of the questionnaires that completed by financial practitioners. This study adopts variance analysis, principal component analysis and regression analysis, to investigate the four affecting factors to the effectiveness of control mechanism of money-laundering prevention. The affecting factors include the completeness and implementation of regulations, the strength of financial supervision, network development, and the sharing of confiscated proceeds of crime. Finally, by introducing demographic variables, differences in the study variables and the results of variable regression analysis contribute to the conclusion of this study. It is expected that this study can be the reference for improving the effectiveness of money-laundering prevention mechanism. |
| Databáze: | Networked Digital Library of Theses & Dissertations |
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