| Autor: |
Thomas W. White, Michael R. Dube, Jonathan D. Rosenfeld, Andrea J. Robinson, Mary Jo Johnson, Arian M. June, Laura S. Wertheimer, William R. McLucas |
| Rok vydání: |
2012 |
| Předmět: |
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| Zdroj: |
Journal of Investment Compliance. 13:39-40 |
| ISSN: |
1528-5812 |
| DOI: |
10.1108/15285811211216709 |
| Popis: |
PurposeThe purpose of this paper is to recommend proactive measures that companies should take to manage reports of securities violations under the SEC's new whistleblower program.Design/methodology/approachThe paper explains the whistleblower bounty program and recommends ten proactive measures that companies should consider.FindingsCompanies have an incentive to investigate reports of potential violations quickly while also ensuring compliance with the anti‐retaliation protections.Practical implicationsCompanies should take steps now to bolster internal reporting and investigative procedures and encourage employees to utilize internal reporting mechanisms.Originality/valueThe paper provides expert advice from experienced securities and financial services lawyers. |
| Databáze: |
OpenAIRE |
| Externí odkaz: |
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