| Autor: |
Crawford, Denise Voigt, Galaro, Dean |
| Zdroj: |
Securities Regulation Law Journal; Fall2015, Vol. 43 Issue 3, p245-277, 33p |
| Abstrakt: |
The article argues on the use of Management Discussion and Analysis (MD&A) Item 303 violations as a basis for a private cause of action under Rule 10b-5 of the U.S. Securities and Exchange Commission (SEC). It mentions that the Item 303 creates a duty to disclose and the MD & A is a powerful tool for investors. It also mentions that circuit split analyze the relationship between Item 303 and Rule 10b-5 in the cases In re NVIDIA of Ninth Circuit and the Oran v. Stafford of the Third Circuit. |
| Databáze: |
Supplemental Index |
| Externí odkaz: |
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