Game changer: Confronting the new SEC whistleblower paradigm (part 3)-- Practical Guidance.

Autor: Daniels, Jon, Flaherty, Maura Sullivan, Berg, Nicholas M.
Předmět:
Zdroj: Inside Counsel (SyndiGate Media Inc.); 10/20/2015, p2-2, 1p
Abstrakt: The article discusses the whistleblower epitome of the U.S. Securities and Exchange Commission (SEC). It highlights its protection of informants, award to compliance personnel and aim on confidentiality agreements. An overview of provisions for handling reports of possible misconduct to the government agency under the Dodd Frank Act is also presented.
Databáze: Complementary Index