| Autor: |
Hechinger, John, Bulkeley, William M. |
| Předmět: |
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| Zdroj: |
Wall Street Journal - Eastern Edition. 10/28/2003, Vol. 242 Issue 84, pC1-C13. 2p. 1 Black and White Photograph. |
| Abstrakt: |
Focuses on Peter Scannell, a call-center employee at Putnam Investments, a unit of Marsh & McLennan Cos., who says he had to turn to Massachusetts regulators after Putnam and the U.S. Securities and Exchange Commission (SEC) failed to act on his complaints about market-timing trades. Estimated number of mutual-fund companies under subpoena that have accommodated some form of market timing, according the SEC officials; Expected charges to be filed by the Massachusetts Securities Division against Putnam related to the company's failure to end rapid trading in employee-retirement accounts. |
| Databáze: |
Regional Business News |
| Externí odkaz: |
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