SEC Proposes Enhancing Requirements Affecting How Brokers and Investment Advisers Deal With Retail Investors.
| Autor: | Anderson, James E.1, Brown, Brant K.2, Bullitt, P. Georgia1, Burns, James R.1, Jackson, Richard F.2, Neale, Margery K.1 |
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| Zdroj: | Investment Lawyer. Aug2018, Vol. 25 Issue 8, p19-28. 10p. |
| Databáze: | Business Source Ultimate |
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