SEC EXAMS Risk Alert Regarding Electronic Investment Advice: Implications of Evolving Policies and Practices.
Autor: | Perlow, Mark D.1, Sherman, Michael L.2, Rodriguez, Ashley N.3, Belokon, Elona3 |
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Zdroj: | Investment Lawyer. Jul2022, Vol. 29 Issue 7, p28-36. 9p. |
Databáze: | Business Source Ultimate |
Externí odkaz: |