SEC EXAMS Risk Alert Regarding Electronic Investment Advice: Implications of Evolving Policies and Practices.

Autor: Perlow, Mark D.1, Sherman, Michael L.2, Rodriguez, Ashley N.3, Belokon, Elona3
Zdroj: Investment Lawyer. Jul2022, Vol. 29 Issue 7, p28-36. 9p.
Databáze: Business Source Ultimate