Výsledky vyhledávání - "Thomas Cauley"

Court holds that adviser recommending that its clients invest in Bayou Funds, which turned out to be Ponzi schemes, is not liable for violating Federal Securities Antifraud Statute

Autor: Thomas Cauley, Scott Rauscher

Publikováno v: Journal of Investment Compliance. 10:23-25

PurposeThe purpose of this paper is to address the potential liability of investments advisers who recommend investments that are later revealed to be Ponzi schemes.Design/methodology/approachThe paper considers a recent opinion issued by the United

Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::5003de3f76cf95fedd0a7a2bc16dc3e5
https://doi.org/10.1108/15285810911007363

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