Výsledky vyhledávání - "Stears, Chris"

Part V Legal and Conduct Risk in Interconnected Financial Markets, 17 Legal and Conduct Risk in a Globalizing Financial Market

Autor: Mccormick Roger, Stears Chris

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter discusses legal and conduct risk associated with the globalized financial market. It argues that the involvement of banks in both globalization and the financial crisis has increased the risk of banks being a target for criticism for the

Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::c461712e6e26de0c10716cb28d97de78
https://doi.org/10.1093/law/9780198749271.003.0018

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Part VII Characteristics of Legal Risk, 25 Causation

Autor: Stears Chris, Mccormick Roger

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter first considers the relationship between the sources of legal risk considered in Chapter 24 and the causes of loss attributable to legal risk identified in the International Bar Association definition. Whereas the sources describe the so

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https://doi.org/10.1093/law/9780198749271.003.0026

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Part IV Regulatory and Other Developments in the UK 2010‒2016, 16 General Legal and Conduct Risk Implications of the Crises and Regulator-Led Redress

Autor: Mccormick Roger, Stears Chris

Publikováno v: Legal and Conduct Risk in the Financial Markets

In the post-financial crisis era, conduct regulation has permeated every facet of an institution’s operations. Not only does the legal framework for the delivery of redress impact the legal risk profile of an activity, but the very ‘approach’ o

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https://doi.org/10.1093/law/9780198749271.003.0017

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Part II The Financial Crisis of 2007–2011, 7 The Initial Impact of the Financial Crisis on Financial Markets

Autor: Stears Chris, Mccormick Roger

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter discusses the initial impact of the global financial crisis, covering the seize-up of the inter-bank market; the run on Northern Rock in September 2007; the ‘regulatory failure’ in the UK and proposed changes; other UK financial inst

Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::0e62fb899e7b5876efb8f58538999ee9
https://doi.org/10.1093/law/9780198749271.003.0008

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Part III The Conduct Crisis, 11 Sustainability, Responsibility, Public Trust, Ethical Drift, and the ‘Social Licence’ Concept

Autor: Mccormick Roger, Stears Chris

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter discusses the concept of sustainable banking and its importance in the aftermath of the recent financial crisis. Sustainability (or ‘sustainability development’) is conventionally understood as the simultaneous pursuit of three polic

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https://doi.org/10.1093/law/9780198749271.003.0012

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Part I The General Context, 5 The Lawmaker, the Regulator, and Current Preoccupations

Autor: Stears Chris, Mccormick Roger

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter considers the role of lawmakers and regulators in managing legal risk. It argues that English law must be able to cope with the changing nature of market transactions as well as ensure that the regulatory framework keeps pace with changi

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https://doi.org/10.1093/law/9780198749271.003.0006

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Part VII Characteristics of Legal Risk, 23 Definition

Autor: Mccormick Roger, Stears Chris

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter first reviews the changing perceptions of ‘legal risk’ over the years. It then considers a school of thought that holds that a definition of legal risk is not necessary. It examines the relevance of the definition of legal risk in th

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https://doi.org/10.1093/law/9780198749271.003.0024

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Part III The Conduct Crisis, 10 The Impact of the Libor Scandal: Concerns about Misconduct and Findings of the Conduct Costs Project

Autor: Mccormick Roger, Stears Chris

Publikováno v: Legal and Conduct Risk in the Financial Markets

The financial market crisis of 2007 was also a crisis of conduct. The events immediately before, during, and after the crisis that stand out, deserve analysis, and indeed, have given rise to some of the most substantial post millennial legal and regu

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https://doi.org/10.1093/law/9780198749271.003.0011

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Part IV Regulatory and Other Developments in the UK 2010‒2016, 13 Financial Services Act 2012: Changes to the Regulatory Architecture

Autor: Stears Chris, Mccormick Roger

Publikováno v: Legal and Conduct Risk in the Financial Markets

This chapter charts the passage of the Financial Services Act 2012 (FS Act 2012), from its policy conception through its consultation phase, and to its enactment. The FS Act 2012 received royal assent on 19 December 2012 and came into effect from 1 A

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https://doi.org/10.1093/law/9780198749271.003.0014

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