Zobrazeno 1 - 4
of 4
pro vyhledávání: '"Michael P. Harrell"'
Publikováno v:
Journal of Investment Compliance, 2015, Vol. 16, Issue 2, pp. 26-29.
Externí odkaz:
http://www.emeraldinsight.com/doi/10.1108/JOIC-04-2015-0022
Publikováno v:
EDIS, Vol 2003, Iss 16 (2003)
This fact sheet gives a brief overview of a two-year project conducted by researchers of the University of Florida's Institute of Food and Agricultural Sciences (UF/IFAS) as part of contract WO#7 with the Florida Department of Transportation (FDOT).
Externí odkaz:
https://doaj.org/article/9ff47df2f78d4b1db3b6ef362cf7608a
Publikováno v:
Journal of Investment Compliance. 16:26-29
Purpose – To discuss and interpret the recently published summary of the select priorities of the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) in connection with the National Exam Program for 2015. Design/methodology/appro
Externí odkaz:
https://explore.openaire.eu/search/publication?articleId=doi_________::6e13f2873aa1bad9e6e59e2cb9ba9673
https://doi.org/10.1108/joic-04-2015-0022
https://doi.org/10.1108/joic-04-2015-0022
Autor:
Michael P. Harrell, Gregory Larkin, Kenneth Berman, Erica Berthou, Geoffrey Kittredge, Phil V. Giglio, Jordan C. Murray, Jaime D. Schechter
Publikováno v:
Journal of Investment Compliance. 16:66-68
Purpose – Describe an important recent enforcement action by the Securities and Exchange Commission (SEC) regarding expense allocations by private equity funds. Design/methodology/approach – Discusses a recent enforcement action by the SEC regard
Externí odkaz:
https://explore.openaire.eu/search/publication?articleId=doi_________::f6123061fa3dd4fbbc9e26428ced9e2f
https://doi.org/10.1108/joic-01-2015-0005
https://doi.org/10.1108/joic-01-2015-0005