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pro vyhledávání: '"Lisa Koff"'
Autor:
Loretta Shaw‐Lorello, Lisa Koff, Kerry Burke, Amanda Weiss, Julian E. Hammar, Kristian Wiggert
Publikováno v:
Journal of Investment Compliance. 14:50-54
Purpose – The alert endeavors to clarify the current state of play regarding the registration requirements for commodity pool operators (CPOs) and to discuss certain exemptions from registration and no‐action relief that may be applicable to spon