Zobrazeno 1 - 5 of 5 pro vyhledávání: '"George R. Kramer"'
1
Akademický článek
Changing times: key issues for securities regulation and compliance
Autor: Alan E. Sorcher, George R. Kramer
Publikováno v: Journal of Investment Compliance, 2002, Vol. 3, Issue 1, pp. 5-26.
Externí odkaz: http://www.emeraldinsight.com/doi/10.1108/joic.2002.3.1.5
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2
The conflicting roles of the new New York Stock Exchange
Autor: George R. Kramer, Alan E. Sorcher
Publikováno v: Journal of Investment Compliance. 7:51-66
PurposeTo examine whether the New York Stock Exchange (NYSE) in its recent rule changes has provided the appropriate separation between its supervisory authority and the management of the Exchange.Design/methodology/approachDescribes the regulatory a
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::b5f3a9cca030a3473a01f02923fd9a61
https://doi.org/10.1108/15285810610711482
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4
Third‐Party Investigations and the Fair Credit Reporting Act
Autor: George R. Kramer
Publikováno v: Journal of Investment Compliance. 1:45-53
This article discusses a recent interpretation of the Fair Credit Reporting Act by the Federal Trade Commission. Under this interpretation, a range of potentially onerous requirements may be triggered when third parties are used to investigate potent
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::26c212759a23a3fed6bdd3dc44b334b8
https://doi.org/10.1108/eb045886
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