Zobrazeno 1 - 3
of 3
pro vyhledávání: '"Ellen Kaye Fleishhacker"'
Autor:
Veronica Rendon Callahan, Ellen Kaye Fleishhacker, Robert Holton, Steven A. Kaplan, Kevin Lavin, Michael Trager, Mark Sylvester, Pratin Vallabhaneni
Publikováno v:
Journal of Investment Compliance, 2015, Vol. 16, Issue 4, pp. 39-42.
Externí odkaz:
http://www.emeraldinsight.com/doi/10.1108/JOIC-08-2015-0049
Publikováno v:
Journal of Investment Compliance. 22:29-33
Purpose To explain amendments to the definition of “accredited investor” approved by the SEC in August 2020 and to describe the impact of the changes. Design/methodology/approach Explains how the amendments expand the pool of qualified investors
Externí odkaz:
https://explore.openaire.eu/search/publication?articleId=doi_________::01df5ae63f1fb5db805cadcd64337f4c
https://doi.org/10.1108/joic-09-2020-0029
https://doi.org/10.1108/joic-09-2020-0029
Autor:
Ellen Kaye Fleishhacker, Mark Sylvester, Michael Trager, Robert Holton, Steven A. Kaplan, Pratin Vallabhaneni, Veronica Rendon Callahan, Kevin Lavin
Publikováno v:
Journal of Investment Compliance. 16:39-42
Purpose – To explain and analyze SEC charges and settlement with Kohlberg Kravis Roberts & Co. (“KKR”) related to misallocation of broken deal expenses. Design/methodology/approach – Provides background, including other similar SEC enforcemen
Externí odkaz:
https://explore.openaire.eu/search/publication?articleId=doi_________::cf2ad034d1d4c144ad53f42e38976d60
https://doi.org/10.1108/joic-08-2015-0049
https://doi.org/10.1108/joic-08-2015-0049