Výsledky vyhledávání - "DIMARTINO, ROSE F."

Akademický článek

SEC proposes sweeping changes to the use of derivatives and financial commitment transactions by registered funds and BDCs

Autor: Brizek, Ryan P., Bullitt, P. Georgia, DiMartino, Rose F., Neale, Margery K., Spinola, P. Jay

Publikováno v: Journal of Investment Compliance, 2016, Vol. 17, Issue 1, pp. 51-73.

Externí odkaz: http://www.emeraldinsight.com/doi/10.1108/JOIC-02-2016-0007

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Periodical

Protecting Closed-End Fund Investors: A Call to Amend 1940 Act Section 12(d)(1)(A).

Autor: DiMartino, Rose F.¹

Publikováno v: Investment Lawyer. Jan2019, Vol. 26 Issue 1, p22-26. 5p.

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Periodical

SEC Takes Aim at Fund Directors Over Valuation Process: A Look at In re J. Kenneth Alderman et al.

Autor: DIMARTINO, ROSE F.¹ rdimartino@willkie.com, NEALE, MARGERY K.¹ mneale@willkie.com, GATTUSO, MARIA R.¹ mgattuso@willkie.com

Publikováno v: Financial Fraud Law Report. Jul/Aug2013, Vol. 5 Issue 7, p633-640. 8p.

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Periodical

Rule 38a-1: The Road Ahead.

Autor: DiMartino, Rose F.¹, Haskin, Benjamin J.¹

Publikováno v: Investment Lawyer. May2005, Vol. 12 Issue 5, p3-9. 7p.

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