Zobrazeno 1 - 10 of 19 pro vyhledávání: '"Andrew Schmulow"'
1
Treating Customers Fairly (TCF) in the South African Banking Industry: Laying the Groundwork for Twin Peaks
Autor: Andrew Schmulow
Publikováno v: African Journal of International and Comparative Law. 30:25-38
This article examines South Africa's ‘Treating Customers Fairly’ (TCF) regime, deployed as aspirational from 2011, and its development into a legally binding regime with the imminent enactment of the Conduct of Financial Institutions Bill. TCF is
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::08dc1111405be1c1c30849095ea5e5fa
https://doi.org/10.3366/ajicl.2022.0392
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2
Twin Peaks 2.0: Avoiding Influence Over an Australian Financial Regulator Assessment Authority
Autor: Andrew Schmulow, Paul Mazzola, Daniel de Zilva
Publikováno v: Federal Law Review. 49:505-527
Globally, financial system regulators are susceptible to deliberate and inadvertent influence by the industry that they oversee and, hence, are also susceptible to acting to benefit the industry rather than the public interest – a phenomenon known
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::27e7dc4b3f0e9982315984cdf5623ca8
https://doi.org/10.1177/0067205x211039888
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4
AFCA: the first foothill between Australia’s Twin Peaks
Autor: Hanna William, Dore Virginia, Andrew Schmulow, Reardon Jacob
Publikováno v: Law and Financial Markets Review. 14:201-222
This paper traces the establishment of the new Australian Financial Complaints Authority (AFCA). It places this development within the wider context of what we argue is an important new adjunct to ...
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::f1dd78809541bd557f0953057c786662
https://doi.org/10.1080/17521440.2020.1810906
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8
Retail Market Conduct Reforms in South Africa Under Twin Peaks
Autor: Andrew Schmulow
Publikováno v: Law and Financial Markets Review. 11:163-173
This article examines retail market regulatory reforms currently underway, as part of the implementation of a Twin Peaks regulatory model in South Africa. A brief account is provided of the history...
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::71bb08b38df12eb62a387c03a7112d95
https://doi.org/10.1080/17521440.2017.1419613
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9
Financial Regulatory Governance in South Africa: The Move Towards Twin Peaks
Autor: Andrew Schmulow
Publikováno v: African Journal of International and Comparative Law. 25:393-417
This article examines the implementation of the Twin Peaks model of financial system regulation in South Africa, the purpose of which is to create a financial system stability regulator, and a financial system consumer protection and market conduct r
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_________::8f9f05aa65d85ffdeb0367c6a155cba6
https://doi.org/10.3366/ajicl.2017.0201
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10
Twin Peaks 2.0: Reforming Australia's Financial Regulatory Regime in Light of Failings Exposed by the Banking Royal Commission
Autor: John Tarrant, Andrew Schmulow, Karen Fairweather
Publikováno v: SSRN Electronic Journal.
In November 2017 the Federal government established a Royal Commission in Australia’s financial services industry that has become widely known as the Banking Royal Commission. The Commission has, during its hearings and in its recent Interim Report
Externí odkaz: https://explore.openaire.eu/search/publication?articleId=doi_dedup___::cdd2ee50e847b132009c06d1b99d666f
https://doi.org/10.2139/ssrn.3357415
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